viernes, 26 de octubre de 2012

Callon 2009


The Growing Engagement
of Emergent Concerned
Groups in Political and
Economic Life
Lessons from the French Association of
Neuromuscular Disease Patients

Michel Callon
Vololona Rabeharisoa
Ecole des Mines de Paris

This article discusses the notion of emergent concerned groups and explores
how these groups contribute to shaping the relations between techno science,
politics, and economic markets. The first part presents the case of the French
Association of patients suffering from muscular dystrophies. This history
suggests that under certain conditions, emergent concerned groups are able
to impose a new form of articulation between scientific research and political
identities by directly linking the issues of research content and results to
that of their place in the collective. The second part argues that the evolution
of economic markets, combined with that of science and technology, leads to
a multiplication of those emergent concerned groups. The study of the conditions
under which these emergent groups become legitimate stakeholders
as well as the analysis of their impact on market organization and technoscientific
institutions are key research topics for the near future.
Keywords: patient organizations; emergent concerned groups; economic
markets; social movements
Current questioning of the modes of governance of science (at least in
Western countries) frequently highlights the limits of the delegation of
authority from the political to the scientific system (Guston 2000; Callon,
Science, Technology, &
Human Values
Volume 33 Number 2
March 2008 230-261
© 2008 Sage Publications
10.1177/0162243907311264
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230
Authors’ Note: Please address correspondence to Michel Callon, Centre de Sociologie de
l’Innovation, Ecole des Mines de Paris, 60 Boulevard Saint-Michel, Paris 75006, France;
e-mail: michel.callon@ensmp.fr.
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Lascoumes, and Barthe 2001; Jasanoff 2003). This delegation has not
prevented researchers from being mobilized by large military programs, nor
has it excluded them from participation in the innovation activities of industrial
firms (Pestre 2003). What it has produced, however, which analysts
have highlighted, is the exclusion of civil society that has only rarely been
invited to take part in debate and decisions about the orientations of the
technosciences and even less so in the process of knowledge production.
The notion of civil society may be useful for underscoring the limitations
imposed by the prevailing institutional configurations, but it tends to be
misleading in its assumption of a double divide, what Callon, Lascoumes,
and Barthe (2001) have called a double delegation, between experts and lay
people and between ordinary citizens and quasi-professional decision makers.
It is furthermore meaningless for analyzing and understanding situations in
which actors try to blur the distinction between the public and private
spheres. There are probably several ways of avoiding being trapped in these
dichotomies. The aim of this article is to explore one such possibility. We would
like to show how the notion of emergent groups who are concerned by the
development and effects of the technosciences could shed light on the
establishment of a new type of relationship between science, politics, and
economic markets.
In the first part we briefly present the history of a French association of
patients with muscular dystrophy (MD), the Association française contre
les myopathies (AFM). This history serves to illustrate what we mean by
emergent concerned groups. It shows how patients were able to construct
their individual and collective identities owing to the association’s intense
engagement in scientific and technological research activities—an engagement
that enabled them to change their ontological status. Considered for a very
long time as freaks of nature, MD patients became human beings in their
own right. Their disabilities and problems are now explained in terms of
genetic faults that research has made it possible to characterize. It is the
recognition of this new identity, constructed around genes and prostheses,
that the association has fought for in the public sphere through intense
political mobilization. The AFM’s history suggests that under certain conditions,
emergent concerned groups are able to impose a new form of articulation
between scientific research and political debate by directly linking
the issues of research content and results to their role in the collective.
Is the AFM an exception? Or is it an extreme and therefore striking
example of a wider phenomenon? To answer this general question we need
to start by asking how such emergent groups appear. The second part considers
the proliferation of emergent concerned groups from the point of
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view of the mechanisms explaining their appearance. We argue that the
evolution of economic markets, combined with that of science and technology,
creates conditions for a multiplication of the emergent groups concerned.
These may be orphan groups that like the AFM strive to have their problems
taken into consideration, or they may be groups affected by unexpected
overflowing, the nature and effects of which they want to understand.
Whether orphaned or affected, these groups are characterized by the fact
that they are concerned by technoscientific development and applications.
Like the AFM they might be incited to undertake investigations and research,
both to clarify the problems they face and to explore possible solutions.
In the conclusion we suggest that it is interesting to study these groups
and the course they follow because they could tend to induce the reorganization
of double delegation and economic activities.
Emergent Concerned Groups: The Case of the
French Association of MD Patients
In this section we use the case of the French association of MD patients
to introduce the notion of an emergent concerned group. The formation of
social groups and their reproduction are key questions for sociology.
Available answers are nevertheless unsuited to the cases of interest to us
here. Generally, they assume that the identity of the group is based on values,
projects, practices, interests, or habitus shared by its potential members.
This type of approach does not apply to emergent concerned groups, whose
identity is an achievement rather than a starting point, a primum movens.
Moreover, the construction of this identity is the outcome of real research
in which the groups are heavily engaged and that leads to the production of
entities (in this case of genes and various sociotechnical prosthetic devices)
that participate in shaping their identity. The AFM’s history, briefly outlined
here, shows how this transformation takes place and causes the concerned
group to articulate science and politics in an original way.
From (Passive) Exclusion to (Active) Inclusion
The AFM plays an original and important part in French society, in both
the medical and scientific fields as well as the political and economic spheres
(Rabeharisoa 2006). Through its annual television program Le Téléthon,1 the
organization collects increasingly large sums of money: €100 million in
2004 and a total of €700 million since its inception in 1987.
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A substantial proportion of this money (about 70 percent) is used to support
biological and clinical research. This has enabled the AFM to play a key
part in genetic and genomic research (for a detailed analysis of the organization’s
history, see Rabeharisoa and Callon 1999). The contribution of the
Généthon, a technology platform decided on and financed by the AFM, has
been crucial in the human genome sequencing project. The organization has
also supported the creation and development of teams that have been highly
successful on the international scene, and not only in the field of neuromuscular
diseases. Compared to public research organizations that tend to
shy away from new research areas, at least in France, it has proved to be
highly flexible, as, for instance, in its decision to move into the field of
genotherapies (Givernaud and Picard 2001). One study shows that the association
has had a significant impact on Centre National de la recherche scientifique
(CNRS) research orientations in the life sciences (Kahane 2000). The AFM has
furthermore demonstrated the extent of its influence through its instrumental
role in the government’s decision to launch a national program for the creation
of Genopoles, and it has contributed directly toward the creation of the first
of these Genopoles in Evry by donating facilities and equipment from the
Généthon (Tambourin 2005). In the scientific and medical spheres, its intervention
has encompassed more than genetics. It has also supported clinical
research and built up an entire network of consultations devoted to MD
patients. Through its technical publications for both professionals and the
general public, and through the Téléthon, it has contributed toward the diffusion
and popularization of genetic knowledge. It has also been directly
active in the economic sector by supporting start-ups and entering into partnerships
with industry. From the outset its frame of reference was international:
in all cases, whenever it was unable to find scientific or economic
partners in France, it looked for them abroad. Finally, the AFM has played
a less visible but equally crucial part in the area of disabilities (Winance
2001). For instance, it contributed to the conception and implementation of
a new form of assistance for disabled persons. It has been, and still is, at the
center of political demands for the right to compensation (on all these
subjects, see Callon 2006.)
This scientific and political activism has generated a great deal of hostility
and countless accusations. Public research bodies have viewed the AFM’s
growing influence with some anxiety and have repeatedly accused it of
using its (additional) money to impose its own interests and priorities on
scientists whose salaries are paid by tax payers. Some cabinet ministers have
even tried to impose their regulatory authority on the organization, claiming
that the funds collected could be considered as “public” money and that the
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State therefore has to control its use (Barataud 1992). Scientists whose
research options and advice were refused at some point by the AFM have
mounted press campaigns to denounce its choices. In the early 1990s they
criticized the risky technological investments of the Généthon and later the
concentration of funds on genotherapies. For a long time intellectuals were
indignant about the show put on for the Téléthon, with its display of suffering
intended solely, they claimed, “to make grannies cry so that they’ll
donate money.” Gradually, their criticism abated in the public sphere, but
critics are still set to pounce at the slightest opportunity. The AFM has been
undeterred by this criticism and jealousy. In 2004 Bernard Barataud, the
organization’s charismatic leader who engaged it in this exceptional adventure,
was awarded the annual University of California, San Diego (UCSD)
and Nature Medicine prize for “people or institutions that have made a
noteworthy contribution to the development of molecular biology for therapeutic
treatment of human diseases” (November 2007). In the same year
he also received the Ile-de-France Entrepreneur of the Year award as well
as the national Enterprising Spirit award by Ernst & Young and the magazine
Enterprise.
The AFM’s success, reflected in the organization’s active and influential
presence in the scientific, political, economic, and media spheres, is even
more impressive in light of its humble beginnings (Barral et al. 1991). The
organization was created in the late 1950s by a few families with children
diagnosed with MD. At the time, people with severe MD were hardly considered
as human beings. Testimonies abound (Barataud 1992; Kepper
1988) showing how they were described as monsters or “errors of nature.”
It was almost impossible to consider the affected individual as a person who
could be separated from the disease from which she or he was suffering. In the
absence of professional communities structured around this pathology, being
an MD patient was a state and meant exclusion from society and culture
(Callon 2006). Only a handful of professionals were interested in these
diseases. There was no cure, no care, no research, no constituted facts, and
no causal relationships on which to draw to find solutions—only matters of
concern and questions. It was to fight against this exclusion and indifference
that in 1958 some parents decided to create the AFM.
The changes in the past few decades have been striking. In 1950 MD
patients were excluded from common humanity; thirty years later they were
considered as human beings in their own right. They had crossed the border,
back into the realm of human beings, where they were simply singularized
by a few genetic particularities. In the late 1950s they were undifferentiated
MD patients; since the 1980s they have been unfortunate human beings
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affected by a particular disease, generally monogenetic, which explains why
their bodies are so dramatically crippled and why they die earlier than other
people. Uncertainties remain, especially on the possibility of preventing
diseases and of finding therapies quickly. But many facts have been produced
that make it possible to define options and to elaborate strategies. Professional
networks—researchers, doctors, occupational therapists, and care officers—
have been established, and patients with their families have formed groups
to work together. Neuromuscular diseases are finally on the list of those
covered by Social Security. People suffering from them have gone from a
situation of passive exclusion to one of active inclusion.2
The association’s history is a clear illustration of what we call an emergent
concerned group and of one of the trajectories that such a group is likely to
follow. In 1950 the population of MD patients was fragmented and could
hardly be considered as anything more than a juxtaposition of individuals and
their relatives. Their status (quasi-nonhuman beings and, what is more,
children) reduced to virtually nothing, they lacked the ability to define an
identity and to perceive and defend their own particular interests. The
families themselves were unsure, wavering between abandonment (doctors
told mothers not to become too attached to their children because they were
doomed to die), guilt (“we’re responsible for this mistake”), and revolt
(“we’ve got to do something to save them”). The only things that federated
these beings (relatives, parents, and sick children) were the shared concerns,
worries, and problems that they could connect to the name of a disease provided
by the medical profession for nearly a century but that seemed to be a
death sentence, with no constituted knowledge and no research effort offering
some hope of a solution or some way out of ignorance. Referring to a concerned
group means underscoring the fact that beings feel bound by the
matters of concern that they share and express with words common to them
all, words that have meaning. Qualifying these groups as emergent means
indicating that nothing is stabilized: identities are problematic and, in this
case, in the most radical way possible (are they really human beings?). The
interests to defend are inchoate, changing, and, above all, defined by third
parties (parents and friends). Identity and interests are the outcomes, and not
the causes, of the action itself (Callon and Law 1982).
Particularly interesting, in the AFM case, is the fact that a few decades
later the situation has become much clearer and the uncertainties have
lifted, at least partially. Expectations, interests, and projects have been
formed and then stabilized, constituted, and entrenched in networks and
communities where they belong and are recognized. The worries have not
disappeared; these groups are still concerned, but in the meantime identities
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have been shaped, asserted, and recognized; a form of acknowledgement
has been obtained; and causal relations explaining their situation have been
demonstrated, thus paving the way for strategic actions. It is this dramatic
transformation that we would like to explain.3
To understand how this group created its own identity, we need to focus
our analysis on patients’ and their families’ engagement in the research
undertaking that was to spawn new entities: the genes responsible for the
disease. These genes allowed the construction of a particular identity and
provided the patients and their families with the resources and arguments
needed to defend that identity in the public sphere. The dynamics of emergent
concerned groups and the actions that they undertake are unintelligible
without the nonhumans that their investigations bring to light.
The Two Paths and Their Articulation
How was an emergent group, consisting of individuals concerned by their
own death and suffering or those of their children, able to construct a collective
identity, be recognized, and transform their position of exclusion into one
of inclusion? This shift was clearly more than a simple move: “our children
were excluded; now they are included.” It was necessary for both the patients
and their social environment to change. In short, we would say that it was
possible owing to a dual movement or, rather, a dual detour, the first via
research and the second, closely linked to the first, via political advocacy.
We claim that in order to understand how emergent concerned groups
are sometimes capable of constructing stabilized identities, goals, interests,
or preferences, it is necessary to examine all the investigations, inquiries,
and research studies that these groups undertake to find solutions to the
problems they face. From this point of view the AFM is an exemplary case,
for it expressed its strategy in these terms very early on (probably due to the
radical nature of the matter of concern: becoming full-fledged human
beings). To describe this strategy it referred, from a very early stage in its
history, to two paths to explore: the path to cure and the path to citizenship
(two phrases coined by the AFM). The former led the organization to focus
on genes, proteins, stem cells, and so on; the latter prompted it to fight for the
recognition of all handicapped people’s rights and to propose appropriate
compensatory sociotechnical prosthetic devices. These two paths constantly
intersected, and the question of their priority in relation to each other was
repeatedly debated within the organization. They helped to construct a
genetic identity that was gradually transformed into a genetic citizenship
(Heath, Rapp, and Tausig 2004; Rose and Novas 2005).
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It is this twofold exploration that we will now consider, focusing essentially
on the huge investments that had to be made, for stabilizing an identity and
having it recognized required the mobilization of many actants.
The path to cure: genetic identity. What is striking in the AFM’s history
is the intensity and variety of the modalities of engagement in biological
and clinical research. Basically, these engagements have taken three forms,
the relative importance of which has varied with time although they have
always been present in one way or another.
From the outset, the organization was engaged in a process of problematization
(Dewey 1916; Callon 1980a; Foucault 1994; Rabinow 2004; Miller
and Rose 2008). For the families involved, the aim was to clarify matters of
concern and to make them more explicit, that is, to identify problems and
then to formulate questions that would be attractive to the few specialists
likely to take an interest in the subject. This problematization entailed a primitive
accumulation of knowledge that was to last throughout the 1960s and
’70s. In this process information was gathered about the different ways in
which the diseases evolved and about the treatments, diets, physiotherapy,
and prosthetic material that seemed to have beneficial effects. Very soon it
enabled the AFM to disprove certain assertions by specialists, essentially on
patients’ life expectancy and the evolution of their disease. Subject/objects,
which until then were treated as invisible and unobservable, were subjected
to observation and scientific scrutiny. Proto-instruments (that produced
inscriptions) were used: films and photos taken by the families were shown
and discussed; working groups were formed; inquiries were launched;
white papers were drafted, circulated, commented on, and revised; and so on.
The group became a producer of information and knowledge. The term
“researchers in the wild” is certainly apt since there were no confined laboratories
on which they could rely (Callon 2003).
This work of intense problematization at the beginning of the association’s
life was never interrupted because the diseases and the patients’ living conditions
(and especially the lengthening of their life expectancy) constantly
raised new questions and posed new problems.
Once the first cooperation had been launched with researchers and doctors,
the AFM did not withdraw from research as such. In this respect it
diverged from the standard model in which laypersons alert researchers to a
problem and then leave the monopoly of knowledge production to them. Nor
did it deprive specialists of the right and ability to fulfill their role and make
their contribution. In a pragmatic way, and before the notion had been conceived
of to describe new modes of organization of research and innovation,
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it contributed to the formation of a community of knowledge or what we
prefer calling hybrid research collectives. These collectives consisted of
researchers from different disciplines, practitioners, technologists, medical
professionals, parents, and patients. But their description cannot be limited to
such a list. To understand the functioning, dynamics, and modes of coordination
of these collectives, it is necessary to take into account the active role of all
the material, nonhuman entities that are part of them (see Amin and
Cohendet [2004] for a successful combination of actor–network theory
[ANT], distributed action, and a cognitive approach). With the development
of the AFM, the growth of its financial resources, the multiplication of
research agendas, and the survival of patients, these collectives (that the
organization called interest groups) proliferated in various forms. Some
were collectives constituted around a particular disease, for example, MD
of Duchenne, spinal muscular atrophy, or myasthenia. Others were formed
around an organ such as the heart, which is a muscle of a particular nature
that may be affected when patients live longer. This required many observations,
experiments, and interpretations to be developed and evaluated,
especially by joint task forces. In the clinical domain, groups were formed,
for example, around the tracheotomy or arthrodesis. The social sciences were
included as well: groups bringing together psychosociologists, psychiatrists,
and sick persons were constituted on subjects that are traditionally treated
by patient organizations, such as accompaniment toward death, bioethical
issues, and prolongation of life by medical means. On all these subjects the
contributions by the patients and their families were highly innovative. For
example, this collaboration between patients and specialists proved to be
productive on “new” issues such as the organization of periods of respite,
enabling families and patients not to be constantly dependent on each other.
These research collectives have varying life spans. In them the specific
role of patients ranges from mere auxiliaries to researchers in their own
right who even sign scientific publications in academic journals. In some
cases patients act as intermediaries between disjoint specialties that were
previously unaware of the others’ work. They compile information, translate
articles, and write on the states of the art. In short, depending on the
circumstances, the diseases, and their own education, they may become
involved in any research-related occupation, from the laboratory bench to
the dissemination of information, clinical observation, or the adaptations of
therapies or prostheses. What counts here is their involvement in collectives
that without them would not function in the same way or produce exactly
the same knowledge, simply because they would focus on problems formulated
differently.
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Callon, Rabeharisoa / Emergent Concerned Groups 239
The association has also played a key part in the orientation of research,
that is, in the definition of a research and innovation policy in the full sense
of the term. This is remarkable since France is one of the Western countries
in which the delegation model was taken to its extreme. From the outset the
AFM rejected this model. The governing board, composed exclusively of
patients or their parents, constantly maintained its decision-making powers.
It granted researchers the autonomy they needed, recognizing the value of
their propositions, but kept a firm hand on the reins. This strategy was
reflected, in particular, in dramatic decisions that turned a part of the scientific
community against the AFM, such as the association’s decision to
build the Généthon and, more recently, to launch out into genotherapies,
thus discontinuing its support for teams working higher upstream that were
accustomed to receiving its financial backing.
This type of political prowess is rooted in a remarkable understanding of
the rules by which the scientific community functions (in several of his
writings, Bernard Barataud [1992] has proposed sharp analyses of the
research community and especially of the mechanisms of replication of
results). It has also been expressed and reflected, above all, in the creation
of governance structures and procedures of financing and support that were
cruelly lacking in the French government and public research bodies. This
level of reflection and strategic orientation requires that certain patients be
capable of entering into the black box of knowledge. It was this strategic
competence that prompted the organization to decide, against the advice of
influential scientists, to build the research facilities that have enabled it to
pursue and to control research activities and the choice of research thrusts.
The AFM also formulated a very precise doctrine on its own position in the
French scientific community, defining its role in relation to those of public
research bodies and firms and proposing original ideas on the boundary
between public and private, general interest and particular interest.
This strategic work has been performed essentially by people without
any specific university training, who sought no advice from experts in the
social sciences or strategic management. In a merit-based country such as
France, this mixture of respect and lack thereof is something exceptional and
almost jubilatory: neither scientism nor antiscientism, just an immoderate
passion for research and a keen awareness of the fact that choices have to
be made and that those choices cannot be left up to scientists alone.
The AFM, by triggering the creation of research collectives, contributing
to their development, participating in their activities, and ranking their priorities,
did not limit itself exclusively to scientific or technical investigation. It
embarked on another adventure: the construction and the defense of new
identities. This is the point that we now wish to consider briefly.
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240 Science, Technology, & Human Values
The path to citizenship. The progressive construction of patients’ identity
has been directly associated with the organization’s engagement in
genetic and clinical research. Owing to this engagement, patients are
“socialized”; they become stakeholders in scientific, clinical, medical, and
social networks. As in classical ANT case studies, this socialization, which
takes them from a situation of exclusion to one of inclusion, is mainly
effected by nonhumans. They are the ones that by circulating and linking
heterogeneous entities produce and determine the shape of networks of
alliances and solidarity. For example, the gene, whose deletions are responsible
for the spinal muscular atrophy (SMA) disease, links patients and
their families to various actors, including the researchers at the Necker
Hospital who took samples of their DNA and ended up locating and identifying
the gene, the clinicians who performed prenatal tests, the
researchers who published articles on the activity of proteins produced by
the gene or worked on models of transgenic mice, and so forth. This
sociotechnical network, with its ramifications all the way to North America,
would never have existed without the activity of this gene that appears in
cell banks, is expressed in the inscriptions produced by instruments, influences
decisions during prenatal diagnoses, appears in articles published by
researchers, and makes tracheotomies acceptable and bearable. Moreover,
and this point is crucial, it would have had neither the same form nor the
same distribution (or ubiquity) if the patients and families had not invested
in each stage of the research, from the gene hunt, to the diffusion of knowledge,
through the creation of research facilities. It is via this process of
inclusion, in which one of the most powerful operators is the gene itself,
that patients exist as recognized actors and progressively shape their own
evolving multiple identities. As Strathern (1999) put it, it is through the
mediation of nonhumans that the social proliferates and human persons are
produced. The gene, hunted, inspected, tamed, or in the process of being
tamed, participates in the construction of long and highly differentiated
sociotechnical networks, transforming monsters into human beings in their
own right, well integrated into constantly evolving webs of relations. As
Rabinow stated, one could say that these constantly reconfigured collectives
share genes and proteins. They also have “medical specialists, laboratories,
narratives, traditions, and a heavy panoply of pastoral keepers to help them
experience, share, intervene and understand their fate” (Rabinow 1996).
To be recognized, an identity, especially when it is unusual and departs
from regular models, has to become visible and capable of making itself heard.
This is where the path of citizenship and its constant articulation to the path
of cure comes in. These two engagements (in research and in citizenship) are
closely linked.
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Callon, Rabeharisoa / Emergent Concerned Groups 241
To guarantee their social existence it was not only necessary for patients
to be considered as active participants of biological and clinical research,
they also had to be recognized as full-fledged persons by the professions
that normally cared for and helped patients and as citizens in their own
right. In 1989 the combination of the path to cure and the path to citizenship
was the subject of a general policy statement by the then president of the
AFM. This policy was based on the International Classification of Impairments,
Disabilities and Handicaps, published by the World Health Organization in
1980. The classification was based on the fact that due to medical advances,
acute diseases were tending to become chronic, and these chronic diseases
transformed the lives of patients and the role of medicine. It completed the
International Classification of Diseases by recognizing that at the end of the
twentieth century someone’s state of health could no longer be defined
exclusively by the fact of having a disease or not, since the fact of living or
not with impairments that could be the source of disabilities and handicaps
was equally relevant.
The AFM was to adopt that classification, but with an amendment. To
the original three categories of impairments, disabilities, and handicaps, it
added the category of lesions to mark its will to fight against the disease
from its organic causes to its social consequences. The classification as
amended by the AFM clearly indicated that its two objectives—summed up
in the slogan “Help and Cure”—had to go hand in hand. Above all, it
enabled the AFM to match four areas of action to four categories of the
International Classification of Handicaps as defined by it in Table 1.
This scheme associated the path to cure with that of citizenship, with a
common goal: radically transforming the MD patient’s status. From a monster
close to death, the patient became a human being suffering from a disease—
the causes and physiopathological mechanisms of which were being sought in
order to eventually be able to cure it—and a person with a life project aside
from her or his disease.
To put this ontological change into practice, the AFM designed and
developed a series of sociotechnical arrangements enabling patients to
Table 1
The Two Paths and Their Articulation
(1) Lesion → Domain of science The path to cure
(2) Impairment → Domain of medicine The path to cure
(3) Disability → Domain of rehabilitation The path to citizenship
(4) Handicap → Domain of social integration The path to citizenship
Source: Association française contre les myopathies scientific committee, April 28, 1989.
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define and accomplish their life projects. A case in point is the Services
Régionaux d’Aide et d’Information (SRAI), local services for help and
information, which the AFM created in 1989. These services’ mission is to
act as an interface between medicosocial networks and the patients’ families,
whether they are members of the AFM or not. Each service, under the
responsibility of a director, consists of four or five care officers, on average.
These care officers usually have a paramedical background (occupational
therapists, social workers, physiotherapists, specialized educators), although
the work they perform in the SRAI differs substantially from their original
occupation. An ethnographic study lasting more than two years in ten
SRAIs enabled us to characterize this work (Rabeharisoa and Callon 2000).
It consists of analyzing the situation jointly with the family that requests it,
defining a life project for the patient and her or his family, and then helping
them to carry out that project, even if institutional actors see it as unviable.
The care officers are thus professionals who act on behalf of patients and
their families, defending their needs and wants in the medicosocial networks.
They are clearly representatives of the families in the medicosocial community,
are perceived as such, and are committed to their work.
In parallel the AFM set up an individual financial support mechanism to
enable patients and their families to buy the prostheses that they required,
provided they also applied to institutional financiers. The organization furthermore
designed and built dwellings offering the most disabled (those
with SMA in an advanced stage) a social and technical infrastructure that
made an autonomous individual life possible. Finally, the AFM played an
instrumental part in drafting a law on disabilities, passed in February 2005,
in which the rights of people living with disabilities were enshrined, including
their right to compensation.
Articulation of the genetic and prosthetic citizen. In its quest to construct
the collective identity of MD patients, the AFM followed an original trajectory.
It did not simply unite individuals and make them aware of their
similarities and common interests. Instead, it manufactured their identity by
putting together heterogeneous elements. This can be described as a
process of articulation that in the public sphere allowed the expression of
and the demand for an identity shaped by scientific and technical exploration,
an identity made of genes, proteins, and various sociotechnical prosthetic
arrangements. We could say that it is a matter of articulating genetic and
prosthetic identities as genetic and prosthetic citizenships (Heath, Rapp,
and Taussig 2004). This sentence, which obviously simplifies the process,
nevertheless shows the extent to which it is impossible to dissociate the
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Callon, Rabeharisoa / Emergent Concerned Groups 243
political and scientific dimensions of the AFM’s actions. We see why we
would be wrong to limit this history to laypersons’ engagement in research.
These emergent groups comprised of patients and their families carry with
them the construction of new (genetic and prosthetic) identities that beg for
recognition. It would also be wrong to conceive of the organization’s history
in the same terms as that of a regular social movement (Hess, forthcoming).
The detour via research and the integration of genes in the construction of
an identity with an uncertain start cannot be dissociated from the struggle
for the recognition of that identity.
In short, the AFM has managed to reconfigure the collective in which we,
and MD patients, live. It would be more appropriate to refer to a common
world, rather than a collective, for the result obtained by the AFM is not limited
simply to the extension of the list of existing social actors. MD patients
join the collective, entangled with their genes and prostheses, and impose
new sociotechnical agencements (Callon 2007). Their inclusion redefines not
only the constitution of the collective but also the boundaries and relations
between society and nature, and the idea of a world does justice to that heterogeneity.
This inclusion means that they are now able to influence both the
industrial design and the commercialization of new therapies.
The AFM’s plan (Table 1) indicates precisely the road to take to achieve
that reconfiguration: to structure and articulate scientific, medical, and
social spaces so that they can host the gene and the enabling prostheses as
operators of the link between patients and other human beings.
Economic Markets, Technoscience, and the
Production of Emergent Concerned Groups
Before addressing the question of the mechanisms that could explain the
emergence of concerned groups, it would be useful to clarify the meaning
of the term, based on the example provided by the AFM. A group is qualified
as concerned when its formation is strongly contingent on the existence
of matters of concern shared by its members. Initially, there may well have
been no particular relations between the members of the still inchoate
group. Then, owing to the activities of some of them and to the publicity
given to difficulties that first seem to be individual, they gradually move
closer to one another as they share their emotions and develop common
actions. Provided they become visible and explicit, matters of concern then
serve to link up and to bind the members of the group.
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There are many different types of matters to be concerned about. The
most interesting matters for us as far as this article is concerned share three
characteristics that are clearly illustrated by the AFM case:
1. The patients and their parents who formed the association in the early
1960s were immersed in deep uncertainties: although their diseases had
been given names, very little knowledge was available about the nature of
the diseases, their causes, possible therapies, and directions to be explored.
2. Faced with such difficulties and uncertainties, they became engaged in
investigations and inquiries that sometimes led them to invest in fullblown
research and innovation. They then contributed to the constitution
and organization of research collectives, mobilizing not only members of
the group but also a whole range of professionals, including researchers
and experts. They participated in the orientation of research and development
and in the shaping and adjustment of the results obtained.
3. These investigations rapidly revealed a series of problems or issues that
patients and their allies imputed to the technosciences and to their modes
of development or organization. In the case of the AFM these problems
stemmed from the low level of investment in research and innovation
devoted to MD and, more generally, to compensation for disabilities. But,
as shown below, technosciences, together with markets, can generate
other types of issues.
In the following pages, we will consider only the groups that are concerned,
like the AFM, with uncertainties related to technoscience and, in
order to ease these uncertainties, have decided to launch collective investigations:
the outcome will contribute to configuring their nascent hybrid identity.
Furthermore, groups that are concerned can experience many different
evolutions and transformations. We must keep in mind that the history of
the AFM is very peculiar. Through the years and owing to the actions
undertaken by the association, MD patients have ended up forming a recognized
group. Their cause has become legitimate, and they have gained
the resources and influence that enable them to mobilize research, industry,
and political power to support their actions. This type of success is fairly
rare. Many groups concerned are not able to thoroughly and permanently
establish their existence; they remain in a state of emergence and sometimes
end up disappearing.
This diversity of possible developments raises two questions: one
concerning emergence as such and the other concerning consolidation (or
disappearance). It could very well have been the case that the scientific and
clinical investigations developed and supported by the AFM failed to produce
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any viable solution. Or the cause of disabled persons may never have resounded
in the French society, the Téléthon may have been a total flop, industry may
have refused to consider rare diseases, the AFM may not have had the political
skills it has proved to have, and so on. The conditions of success and failure
are at least partly distinct from those of emergence. In this article we concentrate
on the question of emergence, not only because it precedes consolidation
or disappearance, but also because (a) it matches a source of social
dynamics that has received very little attention until now (the connection
between the development of the technosciences and the proliferation of the
social) and (b) it raises a series of specific questions related to the functioning
of economic markets as well as scientific and political institutions.
The causes for the emergence of such groups that become concerned by
uncertainties surrounding technoscientific developments are numerous. In
the second part of this article, we focus on the role of economic markets.
Economic markets play an important part in orienting the development of
science and techniques and in selecting their applications. First, we show
how, in general, they contribute toward the appearance of matters of concern
and emergent concerned groups, which have the three characteristics
mentioned above. We distinguish two categories of emergent concerned
groups that we call orphan groups and affected groups. We then suggest that
the growing importance of the network as a modality of economic coordination,
coupled with the transformation of the objects on which science and
technology work, tend to accelerate the production of emergent concerned
groups by economic markets.
Economic Markets
The application of science and technology studies and, in particular, of the
ANT approach to the analysis of economic markets has highlighted the
importance of their technological and material components. In this perspective
markets are better described as collective sociotechnical arrangements
that (a) organize the design, production, and circulation of goods as well as
the transfer of the property rights attached to them, and (b) construct a space
of calculation allowing the assessment and especially the pricing of these
goods involved in their commercialization (Callon and Muniesa 2005; Callon
and Caliskan 2007; MacKenzie 2006). Considered as a collective sociotechnical
arrangement, an economic market is caught between framing and overflowing:
it is the constant tension between these two demands that explains
the emergence of matters of concern and, in particular, the role of the technosciences
in that production (Callon 1998).
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To simplify, throughout the rest of this article we consider only a subset of
all matters of concern produced by the framing of markets and the resulting
overflowing, namely, those that lead to the appearance of orphan groups
and affected groups, two categories of emergent concerned groups.4
Framing and orphan groups. The appearance of orphan groups is related
to sociotechnical lock-ins, one of the most visible consequences of the
framing, which allows economic markets to function as collective calculating
devices. The phenomenon of sociotechnical lock-in has been studied
from both the empirical and the theoretical points of view. It is a particular
case of a more general mechanism: path dependency (Callon and Cohendet
1999; Abbot 2001).
Sociotechnical lock-in reflects the privilege progressively granted to
certain technical and scientific options. Due to increasing returns to production
and adoption, economic agents (designers, producers, distributors, and consumers)
prefer investing in existing technologies rather than launching into
the exploration of alternatives. As these investments are made, the framing of
markets becomes more difficult to question. Sociotechnical lock-in thus
results in the drawing of a boundary that creates a divide and introduces an
asymmetry between those agents that can participate in the market and those
that are rejected by it. The latter can feel excluded because existing markets
do not meet their demands and fail to take them into consideration. In situations
of well established lock-in (yet always exceptional and provisional), this
exclusion is particularly striking and strong: only the supply and demand that
fit into selected technological options can be expressed. Granovetter and
McGuire’s (1998) exemplary analysis of the history of the U.S. electricity
industry, with its irreversible choices concerning frequencies and production
technologies, is a perfect illustration of this type of development. Another
example is the French civil nuclear industry. As Hecht (1998) showed, the
choice of the light water technology, made in about 1970 by a small number
of actors, framed the development of the French industry for several decades
and excluded other possible technological and economic options.
Because of the privilege given to a small number of scientific and technical
options, some demands, needs, or expectations cannot be taken into consideration.
The know-how and knowledge that would be necessary for them
to be taken into account do not exist. This provides the grounds for the
likely emergence of groups that, based on this fact, decide to embark on
investigations that will enable them to explore new options, to define more
clearly the problems facing them, and to seek possible solutions. We have
borrowed the word “orphan” from David (1986) to describe these groups
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that are excluded from the development of certain markets and that therefore
explore alternative worlds.5 The AFM’s history is a striking illustration of
such situations. In the early 1960s virtually no clinical or biological research
existed on neuromuscular diseases. At the time of the genetic boom and
without the intervention of patient organizations in the United States and
Europe, and especially the AFM, these diseases would have been probably
considered as secondary (or treated simply as exceptions).6
Examples abound of such situations in which orphan groups mobilize.
Their matter of concern is the fact of not or no longer being taken into
account in the development of markets. By fighting against exclusion, they are
struggling for a fairer allocation of resources devoted to the technosciences.7
Case studies attest to the diversity of the strategies followed and the forms
of organization opted for by orphan groups to escape from situations of
lock-in and the exclusions they produce.8
The example of Linux (von Krogh and von Hippel 2003) shows that the
engagement of what are known as lay people is but one prospect among
many others. The frame imposed by Microsoft in the form of an economic
monopoly based on sociotechnological lock-in was at the origin of the
emergence of orphan groups closely concerned with this situation. Most of
these groups consisted of computer scientists determined to fight against
Microsoft’s economic and technical monopoly. The history of Linux shows
that emergent concerned groups are not necessarily formed around laypersons
(Linus Torvalds, the initiator of the movement, was a Finnish student)
even if they soon include them. In the cases of both the AFM and Linux,
there are orphan groups that are concerned and preoccupied by an ongoing
framing that prevents their demands, expectations, and projects from being
taken into consideration. In both cases these groups invent other forms of
organization of research and innovation that are original compared to the
open science or private innovation models. But in the case of Linux it is
professionals who take the initiative, while in the AFM it is laypersons. In
short, there are several ways of being orphaned and various strategic
options for no longer being so.
One of the common characteristics of lockout strategies is the redefinition
of the list of actors (the so-called stakeholders) who mobilize and coordinate
to organize the exploration of new paths, to reorient research, and
(possibly) to find solutions to the problems encountered and thus to overcome
situations of exclusion. The inclusion of new actors and issues can
eventually (although not necessarily) result in a reframing of the markets
themselves that are strongly incited to take into account new preoccupations,
as in the case of AFM. Callon’s work (1980b) on the electric vehicle
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and the research and innovations related to it in the 1960s in France and
Steve Epstein’s work (1995) on AIDS and clinical trials could be reformulated
along the same lines. What counts is not so much the fact that laypersons
are active or that unexpected experts decide to enter the field; it is the forms
of organization and coordination that these orphan groups promote: open
hybrid collectives; distributed action and cognition; flexible coordination,
often in the form of networks, and never in the form of paradigmatic
groups; and the possible inclusion of laypersons.
Overflowing and affected groups. The framing needed for markets to
function cannot be total. This impossibility does not correspond to what
economists call market failure. It is the price to pay for a market to function,
irrespective of its form as a sociotechnical agencement. Because they are
framed, markets overflow. The hunt for overflowing involves new framing
that triggers new overflowing and so on.9 Market overflowing is a second
source of emergence of concerned groups. Economists refer to externalities
but, for reasons explained elsewhere, we prefer the more general concept of
overflowing.
To draw up a systematic inventory of the overflowing associated with the
functioning of markets, one needs simply to revert to the description of the
sociotechnical arrangements comprising them (Callon and Muniesa 2005).
Overflowing can affect—either independently or simultaneously—goods,
agencies, or systems of relations established between agencies and goods.
In the following, to simplify, we consider a limited subset of overflowing
that is well documented from both an empirical and a theoretical point of
view and is closely associated with technoscientific issues.
The first category of such overflowing consists of those that are generated
by goods and their circulation. They correspond more or less to the externalities
described by economists. Examples of such overflowings include
invisible prions that escape from firms and jump over species barriers, electromagnetic
fields that frighten people living close to mobile telephone
antennae, toxic waste, greenhouse gases, asbestos, transgenic plants that no
one is sure can be confined forever, and so forth. This overflowing can
entail costs for those who suffer because of it; it can threaten health and
destroy the beauty of landscapes. But it can also have positive effects in all
the sectors covered by the generic terms “culture” or “knowledge.” Goods
encapsulating know-how and knowledge can overflow and make available
to third parties resources that they use to develop their own lines of investigation
and possibly to produce new goods. That is why it is preferable to
refer to affected groups rather than hurt groups, the term used in some of
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Callon’s earlier writings (2003). One can be affected by overflowing without
necessarily suffering on account of it. What matters is that the affection
triggers actions, explorations, and investigations. Collectives are formed that
have the same characteristics of hybridization and distributed coordination
as those previously encountered. Examples abound (Brown 1992; Brown
et al. 2006), but we would like to mention a particular study by a Japanese
colleague devoted to a disease called itai-itai that affected people living
downstream from a mine. This story is interesting because it describes the
creation of a collective (over a twenty-year period) that included the people
living near the mine, university researchers and their equipment and instruments,
lawyers, and then gradually engineers and researchers from the mine,
politicians, and, finally, cadmium itself with its unexpected circulation and
reactions. This collective not only solved the problem of cadmium overflowing
(and the taming of it), it also contributed to innovations that made the
mine cleaner, economically more efficient, and socially more responsible
(Kaji 2004).
Economic agents can also be the source of overflowing. One of the best
documented cases is that of engineers, researchers, or technicians who
leave their firm or research center and put their competencies, know-how,
or social networks to the service of new projects. Because of the framings
that restrict their initiatives within the organization in which they work,
they try their luck elsewhere. From the point of view developed in this article,
this type of overflowing is particularly productive when these mobile professionals
enter into partnerships with existing emergent orphan groups. It
was indeed in cooperation with researchers marginalized by their institutions
that the AFM was able to explore new research paths at the beginning
of its existence.
The Proliferation of Emergent Concerned Groups
Economic markets are sociotechnical arrangements whose framings and
overflowings trigger the appearance of groups (orphaned or affected)
concerned by the development and applications of the technosciences.
There is good reason to believe that the production of such concerned
groups will intensify or accelerate. This acceleration is explained both by
the introduction of new forms of organization of markets (networking) and
by the evolution of the content of the technosciences themselves. Once
again, to simplify we will mention only some aspects of this proliferation.
To illustrate our argument we have deliberately taken examples only from
the health field.
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Increasing overflowing. Networks as a form of coordination and organization
of economic markets are becoming increasingly predominant (Callon
1992; Amin and Cohendet 2004). Certain reasons for this trend are related to
the emergence of what some call a new innovation regime (Joly and Hervieu
2003). This regime is characterized by the establishment of flexible cooperation
between the multiple and heterogeneous actors who are often spread
throughout different regions or countries (academic research labs, consultancy
firms, public regulatory agencies, government services, firms engaged
in subcontracting, local authorities, and consumers). Innovation is thus the
result of numerous interactions between a growing number of diverse actors
(DeBresson and Amesse 1991). These relations of cooperation, organized
into techno-economic networks, are accompanied by competition that is no
longer between firms but between networks fighting against each other to
impose their own innovations. Techno-economic networks therefore have to
demonstrate their capacity to react and adapt; the alliances that they enter into
constantly change and evolve. This form of organization—characterized by
both an intensification and a constant reconfiguration of connections, flows,
exchanges, and circulations that take place gradually along with changes of
configuration—has multiple opportunities for overflowing. It becomes quite
difficult and even impossible for actors to monitor and control all the movements
of all circulating entities. Leakages in markets organized as networks
of innovation are more difficult and more costly to prevent than in traditional
markets. These overflowings, always difficult to identify, generate matters of
concern, especially due to their possible effects on human health. Many sanitary
matters of concern are directly associated with the potential overflowing
of networks (e.g., genetically modified organisms, bovine spongiform
encephalopathy, and blood contamination).
The evolution of the technosciences and their content increases as well this
propensity that markets have to overflow. First, the development of network
technologies amplifies markets’ tendency to organize themselves in networks
and accentuates the difficulties of framing their functioning. Second, private
or public-sector R&D laboratories constantly produce new beings or entities
that have to find a place in our societies. Rising R&D budgets, along with
researchers’ greater productivity, automatically produce a demographic expansion
of these new beings. To put it plainly, due to the growing investments in
technological innovations, our societies are becoming more and more cluttered
with nonhuman beings, so it is increasingly difficult for a new product or
entity to find its place. This difficulty is all the greater since, as we have seen,
the acceleration of innovation often goes hand in hand with the concentration
of innovative activities on the exploitation of existing trajectories
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rather than on the exploration of new options (sociotechnical lock-in).
Often this creates an incentive to slacken the requirements on new products
or services: research intended to study their possible overflowing is carried
out less rigorously, so they can be substituted more easily for existing products.
A clear illustration of this trend is the pharmaceutical industry, where
new drugs are intended mostly as substitutes for existing ones. This concentration
makes substitution more and more difficult. As a result, there is
a strong temptation for pharmaceuticals (and regulatory bodies) to launch
and authorize products whose overflowing is less well framed (in this case
they produce secondary effects that are disregarded: Pignarre 2003; Abraham
and Lewis 2002). This laxness can trigger protest by affected groups.
Third, the technosciences contribute in an even more original way to the
accelerated production of overflowing. One way of identifying this contribution
is by underscoring the differences between disciplinary regimes and
changes in their hierarchy. The physical sciences have a propensity to shape
well-framed, purified entities and objects, in short, entities and objects
whose behavior scarcely changes when they move from the laboratory into
society. A CD-ROM driver acts in (almost) the same way in the laboratory
as in a private home. With chemistry, by contrast, things start becoming more
complicated. The chemical substances that share our lives and sometimes
facilitate them are constantly acting, reacting, combining, and triggering
chain reactions (chemical terminology attests to this activity). In short, they are
less predictable, more difficult to frame, and the source of sudden overflowing
or even explosion. Finally, with biology, biotechnology, and especially genomics,
the difference is even greater. Entities are not simply reactive; they live their
lives, even once they have left the laboratory. What happens within the laboratory
does not make it possible to foresee entirely what is likely to happen
outside. For a life science object, existing is overflowing (Bonneuil, Joly,
and Marris 2008 [this issue]). A vector used to transfer a gene is alive; a cell
in which a foreign gene has been introduced can become cancerous and
proliferate in unexpected ways. The recent book by Kupiec and Sonigo
(2003) has shown this proliferation by pointing out that with recent developments
in genetics, the preceding model and its reductionism have been
seriously challenged (see also Fox-Keller 1996; Rose and Novas 2005). It
is increasingly difficult to liken the gene to a program and the gene’s action
to the accomplishment of that program because of numerous interactions,
interdependencies, feedbacks, and random events. Here again, the disciplinary
repertoire is telling, with its distinction between in vitro experiments,
experiments on live models, and in vivo experiments. These entities out of
life science laboratories are thoroughly social, and they mix with us by living
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their own lives, which we have to take into account (Rémondet 2004). With
them, matters of concern and, consequently, emergent groups will undoubtedly
proliferate.
Transformations of the technosciences coupled with the increasing
prevalence of networks contribute to the proliferation of opportunities for
overflowing and consequently to the proliferation of matters of concern
leading to the emergence of affected groups.
Stronger framing. Competition between techno-economic networks multiplies
the opportunities for overflowing. But network markets simultaneously
produce strong framing for at least three reasons. First, they favor forms
of externalities (network externalities) that generate increasing returns to both
production and consumption and, consequently, lock in trajectories: technoeconomic
networks become irreversible and spread (Callon 1992).
Second, and more subtly, competition between techno-economic networks
results in increasing singularization of products proposed to consumers. In
this growing form of economic competition each consumer, user, or beneficiary
of a service is differentiated from the others; each network tends to
establish a (temporary) monopoly enabling it to harness a specific demand
that it has actively coproduced with the consumer or user. In this strategic
configuration, a network organization is a huge asset. It makes it possible to
assemble competencies and know-how that allow for viable fine-tuning between
supply and demand (Callon 1995). This trend affects numerous markets and,
as highlighted by Nunes (2003), especially the health field where its effects
are becoming increasingly visible. For example, even in the case of cancer,
which is a well-known and widespread disease, “the set of diseases [under the
label of cancer] can be defined as the outcome of polygenic dynamics, a
range of factors acting on different levels or scales of biological organizations
and multiple intersections of one and the other with environmental processes,
social organization, life styles and consumer practices, available medical
technologies and access to the latter, timely interventions of health professionals
and the existence and effectiveness of adequate environmental and
public health policies” (Nunes 2003).
The technosciences contribute to this growing tendency toward singularization,
as is clearly the case in the health sector with the rise of
genomics and proteomics: each human being can be characterized, at least
in principle, as an ill being, in his or her own way that is different from
other human beings. It follows that due to the very fact of this singularization,
diseases are destined to become rare and consequently threatened,
with the prospect of becoming orphans.10 Generally speaking, for the firm
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Callon, Rabeharisoa / Emergent Concerned Groups 253
the individualization of the offer allowed by the endless differentiation of
customer profiles is a considerable asset since it implies close collaboration
with its customers and consequently allows their attachment and loyalty
(Callon, Méadel, and Rabeharisoa 2002; von Hippel 2004). But in exchange
the firm, for the sake of economic viability, has to construct families of
individual profiles that permit a form of rationalization (e.g., through modularization)
of production and distribution. The result of individualization
might be the exclusion of the most heterodox and heteronomous profiles,
those that cannot be related to prevalent classes. To stick to the health sector
example, therapies will perhaps—and here we are speculating—be targeted
at certain genetic profiles or terrains, that is, the most frequent, the
most similar, and . . . the most lucrative. Some empirical findings point to
a strategic evolution of this nature. The AFM, for instance, recently introduced
the concept of a model disease: faced with the endless differentiation
of rare genetic diseases and especially neuromuscular diseases, the organization
tries to reconstruct families of diseases that could possibly be treated by
similar therapies (Callon 2006). This reframing intended to manage the proliferation
of orphan patients inevitably leads to new exclusions: model diseases
and the therapies they involve exclude certain diseases.11
According to Lakoff (forthcoming) the personalization of medicine
(using the technological platform of pharmacogenomics) that gives pharmaceutical
companies opportunities to market toward specific patients subgroups
is frequently difficult to implement due to technical and commercial
reasons. An alternative strategy, also based on pharmacogenomics, is the following:
instead of considering that drugs and therapies have well-defined
targets, one must define “illness in term[s] of that drug or therapy to which
it responds: a successful response tells us what the person is suffering from.
. . . The task is then to find the right patients, those on whom the drug shows
demonstrable effects, and consequently to delineate the most salient population
as [one] of drug responders” (Lakoff, forthcoming). This strategy is still
a powerful device for drawing boundaries between persons who are included
and others who are excluded. Thus, by personalizing medicine or by finding
the right patient for the right drug, firms try (rather successfully) to overcome
the problem of the increasing costs of clinical trials. In any case pharmacogenomics
could lead to therapeutic innovations and to families of drugs
that delimit the population and enact the identity of the patients who can be
treated (see also Pignarre 2001). As Lakoff (forthcoming) notes, “These new
pharmaceutical circuits function both to include and to exclude patients from
medication.”
Under the effect of this coupling of markets as networks and the life sciences,
we witness the proliferation of orphan diseases and consequently of
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254 Science, Technology, & Human Values
orphan patients who, whether enraged or not, will be ready for protest and
mobilization. This rareness, constantly produced and extended by the joint
action of sciences and markets, entails formidable problems of justice. It is no
longer a matter of conceiving of an equitable distribution of existing goods
between well-identified individuals and groups. The question is situated
higher upstream, in the allocation of resources required for the conception
and production of goods (e.g., new therapies) that do not yet exist and are
intended for groups whose numbers and identity are not known with precision.
This evolution and the mobilization it spurs have become visible. For
example, the number of rare diseases, whose identification and diagnosis
are partly related to the pervasiveness of genetics, is increasing rapidly and,
along with it, so is the number of orphan diseases. The coprofiling of diseases,
patients, and treatments seems inexorable. In France (as in other countries),
this has resulted in the constitution of the Alliance Maladies Rares (Alliance
for Rare Diseases) that aggregates matters of concern to groups that sometimes
have no more than ten members. Their slogan is “diseases are rare but
patients are numerous” (four million people are said to be concerned in
France today).12
A third reason for which networks accentuate the force and debatability
of framing is that the question of the limits to impose on the market constantly
arises. The proliferation of cooperation and alliances has to be made
compatible with the appropriation and distribution of profits generated by
the delivery of goods and services to consumers. The more networks
spread, become complex, and multiply, the more crucial issues of framing
market relations become. This is reflected primarily in intense controversies
and conflicts about the definition and attribution of intellectual property
rights. Such debates are particularly visible in the case of the so-called
commercialization (or privatization) of academic science (Dasgupta and
David 1994). Apart from the tug of war between two institutions that try to
maintain their own autonomy and decision-making capacity (open science
versus private science), it is the balance between exploration and exploitation,
between reinforcement of existing trajectories and maintenance of
diversity, that is at play (Callon 1994). These questions that apply to all sectors
are more acute in the biological field, where it is becoming increasingly
difficult to draw a line between so-called basic (and therefore open)
research and so-called applied (and therefore private) research (Sampat
2006). This demand for stronger and more controlled framing of property
rights is a source of concern for groups that may believe they have been
excluded by such frames. One of their claims concerns a revision of the
modalities of allocating property rights: in the health field, patient organizations
are increasingly aware of these problems.
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To sum up, as a tentative conclusion to this section, we would simply like
to say that as illustrated in the case of the health sector, the joint and intertwined
evolution of the technosciences and economic markets leads, through
the dual process of framing and overflowing, to the proliferation of matters
of concern related to the orientations and applications of science and techniques.
These matters of concern are characterized by strong uncertainties that
might prompt the people concerned to embark on collective investigations
intended to clarify problems, to identify possible solutions, and to elaborate
an identity that largely depends on the results obtained.
Concluding Remarks
The first aim of this article was to present the concept of emergent concerned
groups. Taking the example of the AFM, we highlighted some of the
characteristics of these groups whose creation and trajectories are related
by actors themselves to the appearance of matters of concern produced by
the development of the technosciences. Faced with deep uncertainties and
ignorance, they embark on investigations that enable them progressively to
construct an identity that can be described as a sociotechnical assemblage.
At the same time they try to arrange the collective as well as economic
activities in such a way that they can find their place.
We then posited a possible proliferation of these emergent concerned
groups. Economic markets, designed as sociotechnical arrangements, produce
matters of concern related to the mechanisms of framing and overflowing.
The upsurge and increasing pervasiveness of the form of market organization
described as techno-economic networks triggers an acceleration of this
process. The main result is a proliferation of affected groups and orphan groups,
to be observed especially in the health field. The quantitative and qualitative
evolution of the technosciences contributes toward this acceleration.
As the AFM example clearly shows, these groups are not simply an
extension of the list of regular stakeholders usually referred to in governance
literature such as public authorities, firms, academic researchers, consumers,
and so forth. They disrupt the conventional definition of social roles and their
division, and they highlight the limits of existing economic, political, and
scientific institutions. First, due to the instability of constantly evolving identities,
interests, expectations, and projects characterizing these nascent groups
(instability related to the uncertainties surrounding matters of concern), the
fact that established markets could take into account their demands and needs
is highly problematic. For example, it was only after heavy investments in
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research, over a long period of time, that MD patients were able to specify
their demands and to frame industrial developments. Second, taking their
existence into account politically is difficult in the framework of institutional
apparatus that we have described as being structured around a double delegation:
delegation of political representation to quasi professionals of politics
and delegation of the definition of research and innovation activities to professional
scientists. This double delegation indeed makes the existence of
legitimate spokespersons difficult in their ability to express identities or
interests that are still inchoate. What emergent concerned groups question,
at least on the fringes, is the double-delegation model (Callon 2003).
These last remarks point to the necessity of developing more theoretical
and empirical research in order to gain a better understanding of how emergent
concerned groups could eventually contribute to the reconfiguration of
relations between technoscience, politics, and markets.
To begin with, and this applies to all sectors, quantitative analyses ought to
be undertaken. In the health field, the French case, for which we are starting
to have substantial data, confirms the growing importance of emergent concerned
groups in research activities as well as their presence in the public
sphere to defend the new identities that their engagement in research
enables them to construct. First, we have undertaken the compilation of a
database on patient organizations and their investments in research. This
database shows that 118 of the 213 organizations on which data were collected
have a scientific committee and 84 finance research projects. Second,
the creation in 2000 of The Alliance Maladies Rares is proof of the upsurge
of emergent concerned groups in the health sphere and on the French
scientific and political scene. The number of organizations that have joined
The Alliance has more than tripled in three years, and current membership
totals 141 organizations. One of the alliance’s objectives is to promote a
research policy coupled with demands for full citizenship of people with
rare diseases. Actions undertaken include the creation of an institute for rare
diseases, intended to promote research in this area, as well as the organization
of international congresses on rare diseases and handicaps, bringing together
patients and their families, medical professionals, researchers, and representatives
of the public authorities and pharmaceutical industry. It would be
interesting to extend such surveys to other countries.
Furthermore, it would be useful to identify, from both an analytical and
an empirical point of view, the economic sectors and technoscientific
domains that (or which), like health are increasingly contributing toward
the emergence of concerned groups. What is true for health probably also
applies to sectors in which networked organizations exist and where the
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level of unpredictability of goods is high and R&D is intensive (Bonneuil and
Thomas 2004). Qualitative as well as quantitative investigations in these
sectors have yet to be undertaken in a systematic way.
Third, the questions of emergent groups’ ability to impose their presence
in the public sphere, to really reconfigure markets, and to weigh in on the
orientation and organization of research and innovation are other areas requiring
investigation. The question regarding the influence of national institutional
contexts is worth asking. Comparative studies would be useful for determining
the extent to which national frames amplify or curb these trends.
Finally, despite the increasing role of concerned groups, a romantic view
of direct democracy and the historical revenge of laypersons on experts
would be a serious misinterpretation. Concerned groups, both orphan and
affected, are doubtlessly actors that contribute toward the constitution of
research collectives of a new kind, collectives that are more open, flexible,
and distributed. When they are successful, these collectives produce networks
of alliances that generally result in a reorganization, and not in an upheaval,
of the modes of functioning of markets (e.g., by amending the intellectual
property regime) and/or of scientific institutions. Moreover, despite their
openness, these collectives draw new boundaries; they re-enclose after opening
up. When they are related to scientific and technical areas such as genomics,
and when they articulate political advocacy to their research activities, they
might impose new models of collectives and subjectivities. For example, the
engagement of patient organizations in genetic research causes them to favor
forms of collective life and subjectivity that some observers describe by
means of concepts such as genetic subjectivity and genetic citizenship
(Callon and Rabeharisoa 2004).13 In addition, as the case of the AFM shows,
their success could cause them to turn into more conservative concerned
groups with perfectly stabilized interests and firmly established power: emergence
is a transitional property. A great deal of work is required to determine
whether, as some people claim, the engagement of such (emergent) concerned
groups into economic and political life will make the appearance of a
new regime of innovation possible.14